Financial Information Authority

Results: 896



#Item
501Finance / Financial Industry Regulatory Authority / Securities Exchange Act / Self-regulatory organization / U.S. Securities and Exchange Commission / Broker-dealer / Selling away / Securities regulation in the United States / United States securities law / Financial economics / Financial system

[START PAGE NUMBERING FOR THIS DOCUMENT CONSECUTIVELY FOLLOWING THE LAST PAGE NUMBER OF THE 19B-4 INFORMATION DOCUMENT]

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Source URL: www.sec.gov

Language: English - Date: 2009-12-08 10:31:24
502Law / Arbitral tribunal / Mediation / Arbitration / Financial Industry Regulatory Authority / United States securities law / Dispute resolution

MEDIATOR/ARBITRATOR INFORMATION SHEET Name/Contact Information: Albert J. Cirone, Jr., Esq. Tel.:

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Source URL: www.courts.state.nh.us

Language: English - Date: 2013-03-10 05:00:00
503U.S. Securities and Exchange Commission / Securities Exchange Act / Business / Economy of the United States / United States securities law / Financial Industry Regulatory Authority / Financial regulation

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Source URL: www.sec.gov

Language: English - Date: 2009-10-19 13:48:41
504Funds / Financial services / Collective investment schemes / Institutional investors / Net asset value / Mutual fund / Management fee / Book value / Specialized investment fund / Financial economics / Investment / Finance

ANNUAL INFORMATION FORM DATED JANUARY 29, 2014 OFFERING SERIES A AND F UNITS OF CAPITAL PRESERVATION FUND No securities regulatory authority has expressed an opinion about these units and it an offence to claim

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Source URL: globalgrowth.ca

Language: English - Date: 2014-06-20 16:05:26
505Security / Financial institutions / Institutional investors / Air safety / Insurance / Freight forwarder / Airline / Federal Aviation Administration / Federal Aviation Regulations / Transport / Aviation / Types of insurance

Foreign Air Carrier Information Packet How to assemble and file applications for DOT authority to enable a foreign air carrier to conduct commercial operations to and from the United States

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Source URL: www.dot.gov

Language: English - Date: 2013-12-12 17:03:31
506Idaho Commission for Libraries / Public library / Securities regulation in the United States / Idaho / Business / United States / Professional certification in finance / Finance / Orange County Library System / United States securities law / Self-regulatory organizations / Financial Industry Regulatory Authority

Boise The Idaho Commission for Libraries assists libraries to build the capacity to better serve their clientele. NEWS RELEASE For Immediate Release: February 6, 2014 Information Contacts:

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Source URL: libraries.idaho.gov

Language: English - Date: 2014-05-12 12:02:43
507Financial statements / Auditing / Fund accounting / Balance sheet / Statement of retained earnings / Financial audit / Audit / Regulation S-X / International Public Sector Accounting Standards / Accountancy / Finance / Business

State Building Authority of the State of Michigan (a blended component unit of the State of Michigan) Audited Financial Statements and Other Supplementary Information

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Source URL: www.michigan.gov

Language: English - Date: 2013-08-21 11:26:41
508Securities Exchange Act / Self-regulatory organization / U.S. Securities and Exchange Commission / Financial system / Economy of the United States / United States securities law / Financial regulation / Financial Industry Regulatory Authority

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Source URL: www.sec.gov

Language: English - Date: 2010-11-17 16:07:35
509Financial regulation / Financial system / Securities Exchange Act / Securities research / U.S. Securities and Exchange Commission / Registered representative / Fifth Amendment to the United States Constitution / United States securities law / Financial economics / Financial Industry Regulatory Authority

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Source URL: www.sec.gov

Language: English - Date: 2008-02-07 10:19:46
51073rd United States Congress / United States Securities and Exchange Commission / Financial economics / Financial system / Municipal Securities Rulemaking Board / U.S. Securities and Exchange Commission / Financial Industry Regulatory Authority / Securities Act / Securities Exchange Act / United States securities law / Self-regulatory organizations / Financial regulation

Order Granting Approval of Proposed Rule Change Regarding Professional Qualifications and Information Concerning Associated Persons

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Source URL: www.sec.gov

Language: English - Date: 2011-11-07 13:23:26
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